-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T7wWAdAAq3lHiobXVtGQe5p4A7x4C5OWRE6z5hOQ9JGwxQ4VghpTod4oJhAcHNZv xANgF1f64vdQ2nYsAqItZA== 0000069422-97-000008.txt : 19970731 0000069422-97-000008.hdr.sgml : 19970731 ACCESSION NUMBER: 0000069422-97-000008 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970730 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERGROUP CORP CENTRAL INDEX KEY: 0000069422 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF APARTMENT BUILDINGS [6513] IRS NUMBER: 133293645 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-32518 FILM NUMBER: 97648112 BUSINESS ADDRESS: STREET 1: 2121 AVE OF THE STARS STREET 2: STE 2020 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3105561999 MAIL ADDRESS: STREET 1: 2121 AVE OF THE STARS SUITE 2020 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: MUTUAL REAL ESTATE INVESTMENT TRUST DATE OF NAME CHANGE: 19860408 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INTERGROUP CORP CENTRAL INDEX KEY: 0000069422 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF APARTMENT BUILDINGS [6513] IRS NUMBER: 133293645 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2121 AVE OF THE STARS STREET 2: STE 2020 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3105561999 MAIL ADDRESS: STREET 1: 2121 AVE OF THE STARS SUITE 2020 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: MUTUAL REAL ESTATE INVESTMENT TRUST DATE OF NAME CHANGE: 19860408 SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSIONS Washington, DC 20549 SCHEDULE 13D (Amendment No. 3) Under the Securities Exchange Act of 1934 ETZ LAVUD LIMITED Name of Issuer Common Shares, Par Value N.I.S. 0.17 Per Share Title of Class of Securities 297882-10-2 CUSIP Number Mr. John V. Winfield Chairman and President The Intergroup Corporation 2121 Avenue of the Stars, Suite 2020 Los Angeles, California 90067 (310) 556-1999 _________________________________________ Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications July 14, 1997 Date of Event which Requires Filing of this Statement If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d- 1(b) (3) or (4), check the following box. [ ] Check the following box if a fee is being paid with this statement. [ ] CUSIP No. 297882-10-2 (Page 2 of 8 Pages) 1. Name of Reporting Person Tax Identification Number The Intergroup Corporation 13-3293645 2. Check the Appropriate Box if a Member of a Group a. X b. 3. SEC Use Only 4. Source of Funds WC 5. Check if Disclosure of Legal Proceedings is Required pursuant to Items 2(d) or 2 ______ 6. Citizenship of Place of Organization Delaware Number of 7. Sole Voting Power Shares 110,400 Common Shares Beneficially 26,000 Class A Common Shares Owned by 8. Shared Voting Power Each none. Reporting Person 9. Sole Dispositive Power With 110,400 Common Shares 26,000 Class A Common Shares 10. Shared Dispositive Power none. 11. Aggregate Amount Beneficially Owned By Each Reporting Person 110,400 Common Shares 26,000 Class A Common Shares 12. Check if the Aggregate Amount in Row 11 Excludes Certain Shares _________ 13. Percent of Class Represented by Amount in Row 11 6.1% Common Shares 1.4% Class A Common Shares 14. Type of Reporting Person CO CUSIP No. 297882-10-2 (Page 3 of 8 Pages) 1. Name of Reporting Person Tax Identification Number John V. Winfield 2. Check the Appropriate Box if a Member of a Group a. X b. 3. SEC Use Only 4. Source of Funds PF 5. Check if Disclosure of Legal Proceedings is Required pursuant to Items 2(d) or 2(e) ________ 6. Citizenship or Place of Organization United States of America Number of 7. Sole Voting Power Shares 75,500 Common Shares Beneficially 36,400 Class A Common Shares Owned by 8. Shared Voting Power Each none. Reporting Person 9. Sole Dispositive Power With 75,500 Common Shares 36,400 Class A Common Shares 10. Shared Dispositive Power 4,500 Common Shares 12,900 Class A Common Shares 11. Aggregate Amount Beneficially Owned By Each Reporting Person 80,000 Common Shares 49,300 Class A Common Shares 12. Check if the Aggregate Amount in Row 11 Excludes Certain Shares __________ 13. Percent of Class Represented by Amount in Row 11 4.4% Common Shares 2.7% Class A Common Shares 14. Type of Reporting Person IN AMENDMENT NO. 3 TO SCHEDULE 13D OF THE INTERGROUP CORPORATION REGARDING OWNERSHIP OF COMMON SHARES OF ETZ LAVUD LIMITED This Amendment No. 3 to Schedule 13D is being filed by The Intergroup Corporation ("Intergroup") and Mr. John Winfield to update information previously furnished. This Amendment reflects further acquisitions of Etz Lavud Limited's ("Etz Lavud") Common Shares, par value NIS 0.17 per share, (the Shares) by Intergroup, Mr. Winfield and Mr. Winfield's relatives. Although this filing has supplementally included Intergroup's and Mr. Winfield's beneficial ownership of Etz Lavud's Class A Common Shares, par value NIS 0.17 per share, in future filings this information will not be included regarding this separate class of Etz Lavud's securities unless the beneficial ownership exceeds 5% of this class of security. The following Items of this Schedule 13D are amended: Item 3. Source and Amount of Funds or Other Consideration. All funds used in making purchases of the Stock were obtained from the working capital of Intergroup and the personal funds of Mr. Winfield and his relatives. Item 5. Interest in Securities of the Issuer. (a) At the close of business on July 21, 1997, Intergroup beneficially owned 110,400 shares, or approximately 6.1% of the 1,803,750 outstanding Common Shares and 26,000 shares, or approximately 1.4% of the 1,803,750 Class A Common Shares of Etz Lavud; as reported by Etz Lavud in its Proxy Statement dated April 6, 1997. At the close of business on July 21, 1997, Mr. Winfield beneficially owned 80,000 shares, or approximately 4.4% of the 1,803,750 outstanding Common Shares and 49,300 shares, Class A Common Shares of Etz Lavud; as reported by Etz Lavud in its Proxy Statement dated April 6, 1997. (b) Intergroup has sole voting and investment power with respect to 110,400 Common Shares and 26,000 Class A Common Shares disclosed in Item 5(a) above. Mr. Winfield has sole voting and investment power with respect to 75,500 Common Shares and 36,400 Class A Common Shares disclosed in Item 5(a) above. 4,500 Common Shares are owned by Ms. Tamar Valenta, Mr. Winfield's sister, for which Mr. Winfield has shared dispositive power. 2,800 Class A Common Shares are owned by Ms. Tamar Valenta and 10,100 shares are owned by Mr. Frank Valenta, Mr. Winfield's father, for which Mr. Winfield has shared dispositive power. Mr. Winfield does not have shared voting power for either Ms. Tamar Valenta's or Mr. Frank Valenta's shares discussed above. Ms. Tamar Valenta's business address is The Intergroup Corporation, 2121 Avenue of the Stars, Suite 2020, Los Angeles, California. Mr. Frank Valenta's resides in Los Angeles, California, and he is retired. Both Ms. Tamar Valenta and Mr. Frank Valenta are U.S. citizens. During the last five years, to the best knowledge of Intergroup and Mr. Winfield, neither Ms. Tamar Valenta nor Mr. Frank Valenta, has been (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violations with respect to such laws. (c) Information with respect to transactions effected in the past sixty (60) days by Intergroup or Mr. Winfield is set forth in Appendix I hereto. (d) No person other than Intergroup, Mr. Winfield or Mr. Winfield's relatives, with respect to each of their own shares, have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares beneficially owned by each. (e) Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: July 28, 1997 By: /s/ John V. Winfield ---------------------- John V. Winfield SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: July 28, 1997 THE INTERGROUP CORPORATION By: /s/ John V. Winfield --------------------- John V. Winfield Chairman/President APPENDIX I The following table sets forth the trade date for each purchase and sale of Shares beneficially owned by Intergroup or Mr. Winfield, the number of shares purchased and sold in each such transaction and the price per share in each such transaction effected during the past 60 days. All the Shares were purchased in ordinary brokerage transactions effected on the American Exchange. No. of Common Trade Date Shares Purchased Price Per Share Intergroup July 14, 1997 4,000 $7.00 July 17, 1997 1,900 $7.12 July 21, 1997 4,500 $7.38 Mr. Winfield None. -----END PRIVACY-ENHANCED MESSAGE-----